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    线性代数教学资料-cha.ppt

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    线性代数教学资料-cha.ppt

    3 The Vector Space Rn,3.2 Vector space Properties of Rn 3.3 Examples of Subspaces 3.4 Bases for Subspaces 3.5 Dimension 3.6 Orthogonal Bases for Subspaces,Core Sections,In mathematics and the physical sciences,the term vector is applied to a wide variety of objects.Perhaps the most familiar application of the term is to quantities,such as force and velocity,that have both magnitude and direction.Such vectors can be represented in two space or in three space as directed line segments or arrows.As we will see in chapter 5,the term vector may also be used to describe objects such as matrices,polynomials,and continuous real-valued functions.,3.1 Introduction,In this section we demonstrate that Rn,the set of n-dimensional vectors,provides a natural bridge between the intuitive and natural concept of a geometric vector and that of an abstract vector in a general vector space.,3.2 VECTOR SPACE PROPERTIES OF Rn,The Definition of Subspaces of Rn,A subset W of Rn is a subspace of Rn if and only if the following conditions are met:(s1)*The zero vector,is in W.(s2)X+Y is in W whenever X and Y are in W.(s3)aX is in W whenever X is in W and a is any scalar.,Example 1:Let W be the subset of R3 defined by,Verify that W is a subspace of R3 and give a geometric interpretation of W.,Solution:,Step 1.An algebraic specification for the subset W is given,and this specification serves as a test for determining whether a vector in Rn is or is not in W.Step 2.Test the zero vector,of Rn to see whether it satisfies the algebraic specification required to be in W.(This shows that W is nonempty.),Verifying that W is a subspace of Rn,Step 3.Choose two arbitrary vectors X and Y from W.Thus X and Y are in Rn,and both vectors satisfy the algebraic specification of W.Step 4.Test the sum X+Y to see whether it meets the specification of W.Step 5.For an arbitrary scalar,a,test the scalar multiple aX to see whether it meets the specification of W.,Example 3:Let W be the subset of R3 defined by,Show that W is not a subspace of R3.,Example 2:Let W be the subset of R3 defined by,Verify that W is a subspace of R3 and give a geometric interpretation of W.,Example 4:Let W be the subset of R2 defined by,Demonstrate that W is not a subspace of R2.,Example 5:Let W be the subset of R2 defined by,Demonstrate that W is not a subspace of R2.,Exercise P175 18 32,3.3 EXAMPLES OF SUBSPACES,In this section we introduce several important and particularly useful examples of subspaces of Rn.,The span of a subset,Theorem 3:If v1,vr are vectors in Rn,then the set W consisting of all linear combinations of v1,vr is a subspace of Rn.,If S=v1,vr is a subset of Rn,then the subspace W consisting of all linear combinations of v1,vr is called the subspace spanned by S and will be denoted by Sp(S)or Spv1,vr.,For example:(1)For a single vector v in Rn,Spv is the subspace Spv=av:a is any real number.(2)If u and v are noncollinear geometric vectors,then Spu,v=au+bv:a,b any real numbers(3)If u,v,w are vectors in R3,and are not on the same space,then Spu,v,w=au+bv+cw:a,b,c any real numbers,Example 1:Let u and v be the three-dimensional vectors,Determine W=Spu,v and give a geometric interpretation of W.,The null space of a matrix,We now introduce two subspaces that have particular relevance to the linear system of equations Ax=b,where A is an(mn)matrix.The first of these subspaces is called the null space of A(or the kernel of A)and consists of all solutions of Ax=.Definition 1:Let A be an(m n)matrix.The null space of A denoted N(A)is the set of vectors in Rn defined by N(A)=x:Ax=,x in Rn.,Theorem 4:If A is an(m n)matrix,then N(A)is a subspace of Rn.,Example 2:Describe N(A),where A is the(3 4)matrix,Solution:N(A)is determined by solving the homogeneous system Ax=.This is accomplished by reducing the augmented matrix A|to echelon form.It is easy to verify that A|is row equivalent to,Solving the corresponding reduced system yields,x1=-2x3-3x4 x2=-x3+2x4,Where x3 and x4 are arbitrary;that is,Example 5:Let S=v1,v2,v3,v4 be a subset of R3,where,Show that there exists a set T=w1,w2 consisting of two vectors in R3 such that Sp(S)=Sp(T).,Solution:let,Set row operation to A and reduce A to the following matrix:,So,Sp(S)=av1+bv2:a,b any real numberBecause Sp(T)=Sp(S),then Sp(T)=av1+bv2:a,b any real numberFor example,we set,The solution on P184,And the row vectors of AT are precisely the vectors v1T,v2T,v3T,and v4T.It is straightforward to see that AT reduces to the matrix,So,by Theorem 6,AT and BT have the same row space.Thus A and B have the same column space where,In particular,Sp(S)=Sp(T),where T=w1,w2,Two of the most fundamental concepts of geometry are those of dimension and the use of coordinates to locate a point in space.In this section and the next,we extend these notions to an arbitrary subspace of Rn by introducing the idea of a basis for a subspace.,3.4 BASES FOR SUBSPACES,An example from R2 will serve to illustrate the transition from geometry to algebra.We have already seen that each vector v in R2,can be interpreted geometrically as the point with coordinates a and b.Recall that in R2 the vectors e1 and e2 are defined by,Clearly the vector v in(1)can be expressed uniquely as a linear combination of e1 and e2:v=ae1+be2(2),As we will see later,the set e1,e2 is an example of a basis for R2(indeed,it is called the natural basis for R2).In Eq.(2),the vector v is determined by the coefficients a and b(see Fig.3.12).Thus the geometric concept of characterizing a point by its coordinates can be interpreted algebraically as determining a vector by its coefficients when the vector is expressed as a linear combination of“basis”vectors.,Spanning sets Let W be a subspace of Rn,and let S be a subset of W.The discussion above suggests that the first requirement for S to be a basis for W is that each vector in W be expressible as a linear combination of the vectors in S.This leads to the following definition.,Definition 3:Let W be a subspace of Rn and let S=w1,wm be a subset of W.we say that S is a spanning set for W,or simply that S spans W,if every vector w in W can be expressed as a linear combination of vectors in S;w=a1w1+amwm.,A restatement of Definition 3 in the notation of the previous section is that S is a spanning set of W provided that Sp(S)=W.It is evident that the set S=e1,e2,e3,consisting of the unit vectors in R3,is a spanning set for R3.Specifically,if v is in R3,Then v=ae1+be2+ce3.The next two examples consider other subset of R3.,Example 1:In R3,let S=u1,u2,u3,where,Determine whether S is a spanning set for R3.,Solution:The augmented matrix,this matrix is row equivalent to,Example 2:Let S=v1,v2,v3 be the subset of R3 defined by,Does S span R3?,Solution:,and the matrix A|v is row equivalent to,So,is in R3 but is not in Sp(S);that is,w cannot be expressed as a linear combination of v1,v2,and v3.,The next example illustrates a procedure for constructing a spanning set for the null space,N(A),of a matrix A.Example 3:Let A be the(34)matrix,Exhibit a spanning set for N(A),the null space of A.,Solution:The first step toward obtaining a spanning set for N(A)is to obtain an algebraic specification for N(A)by solving the homogeneous system Ax=.,Let u1 and u2 be the vectors,Therefore,N(A)=Spu1,u2,Minimal spanning sets If W is a subspace of Rn,W,then spanning sets for W abound.For example a vector v in a spanning set can always be replaced by av,where a is any nonzero scalar.It is easy to demonstrate,however,that not all spanning sets are equally describe.For example,define u in R2 by,The set S=e1,e2,u is a spanning set for R2.indeed,for an arbitrary vector v in R2,V=(a-c)e1+(b-c)e2+cu,where c is any real number whatsoever.But the subset e1,e2 already spans R2,so the vector u is unnecessary.Recall that a set v1,vm of vectors in Rn is linearly independent if the vector equation x1v1+xmvm=(9)has only the trivial solution x1=xm=0;if Eq.(9)has a nontrivial solution,then the set is linearly dependent.The set S=e1,e2,u is linearly dependent because e1+e2-u=.,Our next example illustrates that a linearly dependent set is not an efficient spanning set;that is,fewer vectors will span the same space.,Example 4:Let S=v1,v2,v3 be the subset of R3,where,Show that S is a linearly dependent set,and exhibit a subset T of S such that T contains only two vectors but Sp(T)=Sp(S).,Solution:The vector equation x1v1+x2v2+x3v3=(10)is equivalent to the(3 3)homogeneous system of equations with augmented matrix,Matrix is row equivalent to,So v3=-1v1+2v2,On the other hand,if B=v1,vm is a linearly independent spanning set for W,then no vector in B is a linear combination of the other m-1 vectors in B.,The lesson to be drawn from example 4 is that a linearly dependent spanning set contains redundant information.That is,if S=w1,wr is a linearly dependent spanning set for a subspace W,then at least one vector from S is a linear combination of the other r-1 vectors and can be discarded from S to produce a smaller spanning set.,Hence if a vector is removed from B,this smaller set cannot be a spanning set for W(in particular,the vector removed from B is in W but cannot be expressed as a linear combination of the vectors retained).In this sense a linearly independent spanning set is a minimal spanning set and hence represents the most efficient way of characterizing the subspace.This idea leads to the following definition.Definition 4:Let W be a nonzero subspace of Rn.A basis for W is a linearly independent spanning set for W.,Uniqueness of representation,Remark Let B=v1,v2,vp be a basis for W,where W is a subspace of Rn.If x is in W,then x can be represented uniquely in terms of the basis B.That is,there are unique scalars a1,a2,ap such that x=a1v1+a2v2+apvp.As we see later,these scalars are called the coordinates x with respect to the basis.,Example of basesIt is easy to show that the unit vectors,is a basis for R3,In general,the n-dimensional vectors e1,e2,en form a basis for Rn,frequently called the natural basis.,Provide another basis for R3.,And the vectors,Example 6:Let W be the subspace of R4 spanned by the set S=v1,v2,v3,v4,v5,where,Find a subset of S that is a basis for W.,Solution:,So v1,v2,v4is a basis for W.,The procedure demonstrated in the preceding example can be outlined as follows:1.A spanning set Sv1,vm for a subspace W is given.2.Solve the vector equation x1v1+xmvm=(20)3.If Eq.(20)has only the trivial solution x1=xm=0,then S is a linearly independent set and hence is a basis for W.4.If Eq.(20)has nontrivial solutions,then there are unconstrained variables.For each xj that is designated as an unconstrained variable,delete the vector vj from the set S.The remaining vectors constitute a basis for W.,Theorem 7:If the nonzero matrix A is row equivalent to the matrix B in echelon form,then the nonzero rows of B form a basis for the row space of A.,Theorem 8:Let W be a subspace of Rn,and let B=w1,w2,wp be a spanning set for W containing p vectors.Then an set of p+1 or more vectors in W is linearly dependent.,As an immediate corollary of Theorem 8,we can show that all bases for a subspace contain the same number of vectors.,Corollary:Let W be a subspace of Rn,and let B=w1,w2,wp be a basis for W containing p vectors.Then every basis for W contains p vectors.,3.5 DIMENSION,Definition 5:Let W be a subspace of Rn.If W has a basis B=w1,w2,wp of p vectors,then we say that W is a subspace of dimension p,and we write dim(W)=p.,Since R3 has a basis e1,e2,e3 containing three vectors,we see that dim(R3)=3.In general,Rn has a basis e1,e2,en that contains n vectors;so dim(Rn)=n.Thus the definition of dimension the number of vectors in a basis agrees with the usual terminology;R3 is threedimensional,and in general,Rn is n-dimensional.,Example 1:Let W be the subspace of R3 defined by,Exhibit a basis for W and determine dim(W).,Solution:A vector x in W can be written in the form,Therefore,the set u is a basis for W,where,Example 2 Let W be the subspace of R3,W=spanu1,u2,u3,u4,where,Find three different bases for W and give the dimension of W.,Theorem 9:Let W be a subspace of Rn with dim(W)=p.1.Any set of p+1 or more vectors in W is linearly dependent.2.Any set of fewer than p vectors in W does not span W.3.Any set of p linearly independent vectors in W is a basis for W.4.Any set of p vectors that spans W is a basis for W.,Properties of a p-Dimensional subspace,Example 3:Let W be the subspace of R3 given in Example 2,and let v1,v2,v3 be the subset of W defined by,Determine which of the subsets v1 v2 v1,v2 v1,v3 v2,v3,and v1,v2,v3 is a basis for W.,The Rank of matrix In this subsection we use the concept of dimension to characterize nonsingular matrices and to determine precisely when a system of linear equation Ax=b is consistent.For an(mn)matrix A,the dimension of the null space is called the nullity of A,and the dimension of the range of A is called the rank of A.,Example 4:Find the rank,nullity,and dimension of the row space for the matrix A,where,Solution:To find the dimension of the row space of A,observe that A is row equivalent to the matrix,and B is in echelon form.Since the nonzero rows of B form a basis for the row space of A,the row space of A has dimension 3.,It now follows that the nullity of A is 1 because the vector,A is row equivalent to matrix C,where,form a basis for R(A).Thus the rank of A is 3,forms a basis for N(A).,Note in the previous example that the row space of A is a subspace of R4,whereas the column space(or range)of A is a subspace of R3.Thus they are entirely different subspaces;even so,the dimensions are the same,and the next theorem states that this is always the case.,Theorem 10:If A is an(mn)matrix,then the rank of A is equal to the rank of AT.,Remark:If A is an(m n)matrix,then n=rank(A)+nullity(A).,Theorem 11:An(m n)system of linear equations,Ax=b,is consistent if and only if rank(A)=rank(A|b).,Theorem 12:An(n n)matrix A is nonsingular if and only if the rank of A is n.,The following theorem uses the concept of the rank of a matrix to establish necessary and sufficient conditions for a system of equations,Ax=b,to be consistent.,3.6 ORTHOGONAL BASES FOR SUBSPACES,Orthogonal Bases The idea of orthogonality is a generalization of the vector geometry concept of perpendicularity.If u and v are two vectors in R2 or R3,then we know that u and v are perpendicular if uTv=0.For example,consider the vectors u and v given by,Clearly uTv=0,and these two vectors are perpendicular when viewed as directed line segments in the plane.In general,for vectors in Rn,we use the term orthogonal rather than the term perpendicular.Specially,if u and v are vectors in Rn,we say that u and v are orthogonal if uTv=0 We will also find the concept of an orthogonal set of vectors to be useful.,Definition 6:Let S=u1 u2,up,be a set of vectors in Rn,The set S is said to be an orthogonal set if each pair of distinct vectors form S is orthogonal;that is,Example 1 verify that S is an orthogonal set of vectors,where,Theorem 13:let S

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